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Why did science become myopic and now unable to guide our future?

It’s both sad and marvelous to now be reading the clear signs that science has become so misguided that only a scientific revolution will keep it from destroying all of what science built. Science has indeed shown us the great beauty of nature and our lives, given us marvelous tools for self-expression, and then also highly unbalanced ways of life now an existential threat to the only living planet we’ll ever know, not to mention threatening to the glorious diversity of human cultures made possible by the blind multiplication of our power to interfere with nature that science enabled and made science so profitable. 

One of many bits of clear evidence is the scientific consensus that global warming is caused by our overuse of fossil fuels. Technically, that is a symptom, not at all close to the cause, but aside from that, the consensus scientific response to the symptom is to try overusing something else to replace fossil fuels to see if that works out any better. 

Or, you could ask, “How’s this for progress?” This December 2023 data record of the entire history of human-caused CO2 blanketing the earth shows the accelerating acceleration of the climate-forcing trend. Its real value, though, is as remarkably clear evidence that **all our solutions are only accelerating the problem.** You could hardly find a greater or clearer cry in the darkness for a new scientific revolution. Clearly our guidance is way off track.

We’ve faced profound contradictions produced by science generation after generation, most not timely nor effectively responded to, some wonderfully enlightening too, and of both the larger and smaller varieties of important confrontations between our minds and nature.

Perhaps going back to the origin of the human species about 850,000 years ago when our peculiar constellation of amazingly perfected designs, our ultimate problem seems to be whatever caused us to be emotionally attached to making up our own realities, given minds and bodies that proved very clearly our sudden emergence back then marked a major departure from evolution. 

Image from “Genomic inference of a severe human bottleneck during the Early to Middle Pleistocene transition” in Science August 2023

In this story, the rub is that in order for humans to make mental images powerful for influencing our far more complex and varied environments, we clearly had to keep perfecting our ideas and tools and selecting the most powerful for controlling outcomes as we evolved. Given the vast “mismatch in variety” between mind and nature, we’d have to keep leaving out more and more and more of the contextual variation of reality to fashion ideas, giving us more and more power, not noticing that it also divorced us from the contexts from which all other kinds of meaning come.

Thus, we came to represent nature with numbers and formulas, ENTIRELY stripping our images of nature from their contexts. That separation of our powers from the wide and rich variety of the contexts of natural working relationships was the cost. Our mental versions of nature then harmonized our blind power over nature with the warm connections of home and family, the one place in our world, the foundation of our cultural worlds. Coupling our mental worlds, centered around in-context relationships but increasingly dominated by finding abstract rules, taken out of context, selected for power over things over the centuries, is the storyline of our whole history, enriching and impoverishing our chosen way of living, then becoming trapped in using science to multiply our interference with nature for profit, that the math all projects to be potentially infinite. … well, something wrong with the math – no context.

History is replete with all manner of stories about the disastrous course of affairs that lead to, like the story of Adam and Eve or how the most successful civilizations tended to collapse, the rub being that the problem-solving gets too complicated, as documented by Joe Tainter. The familiar fables and famous plays centered on the naturally corrupting influence of power over people and nature are evidence, too. The cause? The cause, apparently, is the oversimplification of the rules of power and the blinding of the people using them to the contexts in which they are being used.

So …. that’s something of a big deal. Humans are also capable of big ideas as well, though, and it’s clear today we may have only one chance left to get the idea out of our heads that the laws of nature are what we think. Could our way of thinking change to being part of the world we live in and came from instead of being in charge of it? Sure, it is very possible. If you learn to read the markers of the difference, you find the diversity and learnability of ways for people to reconnect with the natural world and possibly continue our, in some ways, most remarkable of nature’s great experiments, are growing all over.

What’s in the way is the power of our few hundred years of perfecting our powers, unaware of how ultimately dangerous to ourselves and to life it made our dominant world culture. My most recent contribution to that is in the form of a LinkedIn post yesterday (to celebrate my birthday! :-) on how my views evolved. I come from a multi-generation science and education family and had a marvelous connection with gamey high-school friends and relations who got together in Brooklyn in 1968 to collectively ponder what in the world was happening to us and have fun doing it. 

If the LinkedIn post is not accessible, the photo journal with notes linked from there, on the ten years “Where it all happened,” is posted in my library.

Jessie 

We have more than one problem

Thinking about the global crisis, the people who feel it think so differently than those who don’t, and the solutions of the latter seem to be at the very root of the problem (problem A).

We need solutions that would work in practice. That would take a real understanding of the problem and its origins. Easy-sounding solutions only mention the endpoint and skip how the process of getting there starts and develops. Decentralizing the economy, for example, sounds good but would also destroy the economy, as every product today physically comes from everywhere! Social values can make excellent design principles, but they are not system designs. We have many good designers and managers, too, but they are not doing the job needed today. So “problem A” seems to be that our system designers and managers are following century-old rules that today have become globally destructive. That implies that changing their jobs is more important than changing the people. We still need the same talents but doing the right things.

That presents a huge but possibly practical challenge. The people we’d need to communicate with are largely very communicative and, from their view, caring. It’s our world culture of wonderfully educated, risk-averse, and successful professionals from good families – who steer the world’s institutions and economy while also being blind to the side effects of their steering. They even call the existential threats they cause “externalities” and don’t know what to do about them. In truth, those so-called externalities are internal system breakdowns caused by our long history of applying Many Too Many Solutions while Blind To The Side Effects.

This cream of the world crop of educated professionals is NOT intentionally blind to their impacts, now destroying the earth at the economy’s maximum rate of acceleration. They also do have access to the data on the global system breakdowns. However, their thinking is in terms of the CONCEPTS of their work (simple models of profit), not noticing how their choices became disconnected from their CONTEXTS (the rich meanings of all the living worlds they touch). So, the problem is they don’t-feel-a-thing.

Feelings and their meanings come from contextual awareness, not abstract concepts. So blind to the effects of their work, they blindly follow the outdated rules to multiply everything that was once highly creative but now is quickly destroying the earth. Yet, if you get to know them personally, it is quite ironic how they do largely seem to be caring, responsible people. They’re from good families and try their level best to secure their homes and care for their communities. Those ironies present are where the openings for real communication are!

So, how do we get them to look at different rules to follow, like for the rest of us, please “pay attention to the planet.” There are two necessary parts to freeing professionals from their “true beliefs” and opening their eyes. (((#1 One is experiential.))) Someone needs to personally lead them out to explore the world and have direct experiences of the natural beauty of life spoiled by rising global demands and dysfunction that urgently need relief from growing pressures and good care. (((#2 Another is mining deeper cultural knowledge.))) Caring for your home is as deep a tradition as any in human cultures, but our elite professionals have totally lost track of it in wildly shaping (and reshaping) our world.
The first link shows some history of what happened to cause the blindness of experts to develop. It implies the task is to help the world’s leadership recover their ability to care for the earth as our genuine home, and NOT a concept (a). It helps to see the breadth of our crises (b). a) https://synapse9.com/signals/bronze-age-roles-of-hestia-and-hermes/
b) https://synapse9.com/_r3ref/100CrisesTable.pdf

They’d never do most of the wrecking crew work they do if they followed the customary practices of “homemaking” or if you prefer “home science.” They are fairly simple and reliable practices for 1) having wide awareness and 2) respecting common interests that we all follow in our homes. We all follow them when doing tasks, too, at home, at the office, or in the community. They are the same as the universal system-making model nature follows for Making Things To Fit The Context. When making changes, it starts with building on some idea, “confluence,” or inspiration of nature. When activated, it becomes the ‘germ’ of a new working system that grows as fast as it can at first. Then it sometimes passes the test of when and how to stop.

The universal test is simple, taking resources from growth for Responding To The Growing Needs Of The New System as those needs start competing with the values of more expansion. An endless expansion gives a system more to take care of (and more complexity that prevents it) than is manageable; a fatal problem. When making dinner, for example, the natural turning point is when you have collected and started preparing what is needed and then turn to finishing and gracefully serving. That must be before you startup too much to finish. That turn from starting to completing a design process also happens when new organisms become fully formed and ready to start learning about their new world. That occurs at birth for mammals when the new life starts to explore with family support for a while as they “fledge” and then be freed. People call it “youth” and “graduate,” the preparation and point of leaving the nest.

So, communicating to professionals about their ignorance threatening the planet is a dicey proposition. That is helped by really knowing what you’re talking, protesting, or singing about. Since negativity usually reinforces opposition, it helps to take a caring rather than aggressive approach.

A good example of that came up with the US supreme court starting to take away universal rights. The idea of forcing the country to adopt radical Christian Right (CR) values by packing the court came from their decades-long quest. Now it looks like there may be more to come than denying every woman’s right to privacy in their reproductive choices. Every living thing on earth needs individual and home privacy, though, so it seems to violate nature to deny it to others unless you are seriously injured.

So to turn that all around, ask: “What in the world happened to the CR to make them feel so directly harmed” And why was the only solution to deny the world around them universal rights??”
Were they feeling an egregious loss of their home and privacy? The world around them has indeed been changing ever faster (due to problem A). The threat of ever faster change around their very fixed beliefs could have made them feel alienated, without a secure home anymore, and only able to think of lashing back? That makes it plausible that sympathy could sometimes be a better tool than antagonization, and of course, it would go both ways.

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JLH

System change? It’s also birthing new lives

from One community Global: Living In a New World
https://www.onecommunityglobal.org/living-in-a-new-world/

A comment on a post by Joss C.  for an Offering of tools for systems change on the Systems Innovation Network, a quite beautifully done Systems Innovation Starter Kit for which courses are offered.

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Yes, quite nice work. I think learning how natural systems develop and change as wholes seems needed too, though.  We are often easily confused by how easy it can sometimes be to change the parts of systems we want to change as a whole. Systems generally develop as wholes and change as wholes, though, of course, unless broken up. Learning how to foster whole system change often comes from attempting to engineer some living system, to then see it fail over and over, learning how from experience by deep emersion in the context to understand its needs.  That’s often how businesses evolve, by the deep emersion of its people in creating order from the chaos their first attempts cause. That’s still likely to happen, but might be made easier if people studied how actual systems emerge and change. 

Real system change is more like the birth of a child, something developing as a whole and emerging as a whole, to then find it has to actively explore and adapt to find its place in the world.  That applies to the birth of new ideas for new kinds of organization within a business, for or in a community, or in the world.  It always first starts with the germination of its growth, then development and maturation on the way to having a life. Each stage is a unique challenge and experiential learning and growth process. The first creates its insides and then develops its relationships outside, to fit with the environment it emerges into. 

What we’re struggling with globally is, of course, moving the world system in a profound and dramatic way. Though it is very different from learning to personally host and guide the birth of innovations in our work to fit their contexts there is a lot about global change we can learn from it. For a global change, we need to recognize first that we are not in control of much at all. Secondly, we need to recognize that systems are systems primarily because they are self-controlled, work as wholes, and though they have flexible parts and do often change by themselves, they really ONLY change as wholes and not by pushes and shoves, but by themselves something like we do. 

That’s where it’s useful to study our experience with systems that change by themselves, our groups, friends, communities, selves, and children are things we know a lot about. There are only a few ways an outside approach can help, or hinder. For systems that one is part of one can spread the feeling of the pressures and any useful knowledge of opportunities for a whole to change on its own. There are often places where a developing whole system awareness is not getting through, and different forms of whole system awareness are needed. That is what seems to prepare a system for some sort of inspiration of its own, sometimes called “animal spirits,” that trigger whole system change, in a direction that motivates the whole. 

We see it in our own behavior, as with what makes us overcome habits and do something new. It takes deep and ultimately inspiring feelings. If you think about change moments for other things, other words for it might come up, but it’s one or another kind of holistic response to awakening and opportunity. It needn’t be awakening due to growing life-threatening pressures, but we do hope indeed they will help motivate and inspire our world. When the system awakens to the opportunity it triggers the animal spirits to be felt by and move the whole.  

Of course, that is IF successful. Let us hope that’s what humanity will have in mind to do as push comes to shove and the terrifying game of “chicken” we keep playing with ourselves, of using power to multiply power as a way of life, finally breaks.  

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jlh

A guide to nature’s growth crisis Thrutopia!

I really like the idea of “Thrutopias: clear, engaging routes through to a world we’d all be proud to bequeath to future generations.” I thought some might benefit from a natural systems view of nature’s primary “thrutopia” (how growth makes it through to life) for the crises that all kinds of growth systems face. Perhaps check my recent research and writing and get in touch if you have questions. I generally don’t charge if I can fit it in.

Nature has one primary strategy for carrying emerging new systems through a whole system growth crisis such as our civilization faces at present. A growth crisis comes naturally for every growth system, as growth starts as a fixed design for multiplying the new system’s power and runs into trouble. Whether it is more or less severe depends on whether there is a good response. The crisis develops as its initial period of free exponential expansion begins to multiply internal and external pressures and conflicts instead. That threatens the system and its environment. Think of a personal relationship as a model. It develops freely and marvelously until some conflict appears, and the response to it determines the fate of the relationship and its environment.

It is quite surprising that this simple and obvious feature of how natural systems develop did not attract the attention of the leading sciences, apparently just believing some other story.

Telling it a story of nature managing the birth of new lives would fit a story arc of nature first promising new lives a gift much too good to be true, but that is true for a while. That confusing signal is part of the trouble. Nature knows all along that the initial gift is one to be taken away and for it to be unexpected for inattentive new lives. Then to select some for the gift of lasting life, nature gives ever new life a warning. Then she rewards those that change their fixed designs for maximum growth to adaptive growth and engagement with the world around them. That then stands as “the door to life,” an act of a new system choosing live, nature having gotten things started and leaving it up to new entities to switch to becoming internally adaptive and externally engaging.  

You notice that I shifting back and forth between scientific and familiar discussion. It comes from my starting as a scientist and studying how language developed from people coining words and expressions to convey their experience with natural systems… ! So we have a natural systems language too.

It’s fairly easy to begin to study these transformations from familiar examples. Any of the many things we do or that happen in a day combine those startup and transformation stages. For example, the startup phase of tasks, projects, businesses, or relationships is always some natural or personal “urge to create.” If all goes well, that expansive growth follows for a bit, then at the right time, a turn toward making it a success by the system becoming adaptive to internal and external needs so it can live in its world.

The levels of growth activity in an emerging system’s life

Technically that first follows a design principle of maximizing power (called MPP) and then one for maximizing resilience (called MRP). The growth of the new system then climaxes at its peak of capability, resilience, and endurance. That change comes from the system changing its internal rule for how it invests its resources, going from multiplying its power to making it work by serving needs, including the needs of the system and the parts.

As one studies how these startup and resolution stages proceed in personally familiar cases you will find new ways of describing how it happens. That makes it easier to imagine how we could tell stories about the challenge before our world civilization, and people thrilled with it and lost and confused by it. The pattern to study and anchor other observations is that initial urge to create then accelerating activity followed by an urge to make it work and a climax with perfecting touches.

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Recent research –

2021 Henshaw, J. Understanding Nature’s Purpose in Starting all New Lives with Compound Growth: New Science for Individual System

jlh

Behavioral ironies for our moral values

It’s wonderful to have so much movement in the movement now, the passion and connections making such awakening waves around facing our global crisis of growing crises.  Capitalism isn’t amenable to the kinds of change mostly offered, moral suasion, that I hear voiced by the great host of determined voices rising in response. 

The people actually most responsible are the class of highly educated successful professionals from good families ruling the world.  We need to study ironies like that, looked at as non-verbal cues from nature to look more deeply at the problem.  Another irony is that the educated professional class running the world, who like everyone else, exhibits highly successful survival instincts in their personal environments, evidently also seems to think nothing of destroying the home of nature and humanity at ever-accelerating rates; another irony. 

The many ironies surrounding our escalating world crisis all suggest some kind of profound blindness, on the part of nature’s most intelligent species. There is one that the ironies can help us pick out. One of the other ironies that have been talked about for decades now, is that it seems our solutions are the source of our problems. That is particularly clear in how you just can’t talk to people offering great temporary solutions for growing long-term problems. They’re not motivated to look for the flaws in their proud designs. That disappointing truth is pervasive throughout the world sustainability movement. For the biggest example, even the climate change effort amounts to an enormous effort to find a temporary fix that absolutely can’t last. Its aim is to phase out one ever-multiplying energy source for another, taking no (0) account of the ever-multiplying impacts of generating and using the new source for multiplying our control of nature.  What we’re using the energy for is probably a bigger actual environmental problem than how we obtain it!

In short, we’re behaving like confused 2-year-olds with respect to some of our most important tasks, as we also act like grownups with respect to some others. For some reason, I started noticing these kinds of ironies a long time ago. They would just pop out at me.  I noticed in first-year physics almost 60 years ago, for example, that physics does not study the parts of nature that can’t be turned into a formula!  Of course, no one would listen then or ever since, though recently I may be making little bits of progress.  The insight that triggered that observation came while being taught about the parts of simple behaviors that fit formulas, like a ball thrown in the air. We were not taught about the little non-linear energizing and de-energizing transients that begin and end every case of similar events. 

Conceptual thinking, the identification of simple patterns in complex contexts, is I think, at the heart of our problem. We spend so much time with our concepts, observed patterns simplified and detached from our contexts. that we lose track of their contexts, that is, except for the contexts we are deeply immersed in.  The one you can’t feel and the other you can, and that has EVERYTHING to do with behavior.

Thus our good survival instincts are in familiar places and we tend to lose them if all we have is abstract data. That divide also means that we naturally think our social concepts and values rule the world because they touch our emotions so directly. It tends to make the behavior of the natural and institutional systems that really run the world go largely unnoticed. The worst part… is that the simple rules of science and finance for profitably (and blindly) growing our control over our nature and each other (rules we see as detached from their contexts), then also multiply ever-faster. So, naturally, they take over the world those “powers of our minds” (for multiplying our power) are unleashed. Looking at the long history shows the scope of the dilemma. We’ve been doing that for thousands of years, over and over, blowing things up and suffering the disaster. And we are still at it today.  Of course, if this like of questions helps us see the problem, maybe we can do something this time.

So what do we do?  Well, I can’t say what path to take, as that will be determined by first looking for then finding the openings in our blind convictions, to breathe fresh air into them. Then the need appears to be to at least start a cure for the very heart of the problem, how our powerful concepts blind us to the world we take power over.  If we could feel what’s going on around their use we would be able to read the non-verbal cues to the state of our relationships, and not be helpless. Where we don’t feel the state of our relationships we’re blind to the effects of our choices and helpless. The main example is of course our pension for multiplying money, not having any feeling for the extensive evidence that what we do with money is rapidly destroying the earth, for example, the Top 100 World Crises Growing With Growth. 

The list is too much to absorb all at once, but it’s one of the healthiest things to try. https://synapse9.com/_r3ref/100CrisesTable.pdf The solution is – conceptually – simple too. Learn from the examples of how both we and nature so often steer the growth of new systems to become lasting good homes for their builders!

So we need to somehow bring feeling to the environments our conceptual thinking has isolated us from and prevented us from feeling at home.  Sound good? Do you perhaps wee any openings to explore? Lots of the ones I hear about people looking into seem to me to be just the right type. It’s a diagnosis connecting the emotional and moral openings with a practical behavioral understanding of the problem that is really needed.  I think that coupling is what’s missing.

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An edited version of a comment on Jeremy Lent’s “Patterns of Meaning?

JLH

Why natural growth is our natural and likely only way out of our world growth crisis

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“Natural growth” is nature’s way of creating long-lasting new lives, of all kinds.

Intro: How system responsiveness is expressed in natural growth is as anticipation of the opportunity to end growth by perfecting the emerging system. To do that, the system’s steering needs to switch from multiplying to harmonizing (i.e. maturing) its design and place in the world.

The figure below is something of a list of what to look for in any particular case. All systems emerge with compound growth and then variably navigate their futures. A talk on the core natural science for an ISSS forum on Oct 2, 2021, is on YouTube!; the research paper (1) below.

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Throughout nature, living systems of all kinds develop by a growth process with three main stages. The first stage is an explosion of innovations in extracting and capturing resources from the new life’s environment, furiously building the new entity with what’s available. Varied examples include a seed sprouting, humans sprouting in the womb, the compound growth period of businesses, economies, and cultures. It also includes the take-off periods of new relationships and all other emerging organizational systems with lives of their own. The second stage follows the first, exploratory and adaptive maturation of a new life as it finds its place and purpose in life, creating its first niche in the world by a slowing process that perfects the emerging design, to be released to forage the greater world starting its longer third stage of life, building wider environmental relationships to last a lifetime.

Genuine “thriving through transition”* can be achieved throughout, from extractive innovation to adaptive maturation, and then finding and holding a niche in the future, even lasting into graceful decline. This storyline for how new lives develop is also found at every scale of macroscopic life of every kind, making it quite a wonder that it seems not yet studied in the sciences, nor part of our general cultural understanding … It’s so much a part of all our experiences our blindness to it is almost as if we’ve been looking the other away, not seeing how living systems work by themselves distracted by looking for something else. Perhaps we are always looking at nature only for how we can control things rather than for how nature works by itself.

A scientific research paper on the subject (1) was presented at the July 2021 meeting of the ISSS. What contributed to its success was focusing on how people already know a great deal about nurturing and guiding new lives of many kinds, initiating and supporting their growth and maturation up to their release. But, unfortunately, we do not talk about it much because it’s quite complex and is naturally intuitive for familiar creative work we mostly do non-verbally. So our discussion of it has lagged far behind. Just think about the difference between the start-up and finish-up stages of any kind of work, and how the work switches from multiplying the early patterns and then harmonizing them to achieve a truly lasting result.

For example, we follow much the same natural creative growth stages in making dinner. We start making dinner by first exploring what might be put together, at first taking small steps, then building up to large steps, and then back down to small steps again to climax with finishing touches as we sit down to eat. Raising a child or starting a business are far more complicated but follow the same creative, exploratory starting than perfecting stages to finish. Growth also faces numerous challenges along the way. If fortunate and skillful overcoming the challenges can be a thriving process all the way, taking a living system through its immature then maturing stages to serve its mature life.

The figure below is from the research paper, the composite diagram of the general growth stages of new lives, illustrating the A, B, Cs of new lives. Individual new lives will diverge from the simplest common thread of development for all new lives. Instead, each will build its own life, displaying considerable variation on the paths taken as it builds its own chain of developments, confronting its individual challenges along the way. Every new life will first build up from small to larger steps, though, and then build down from large to small steps again to finish. So the two sweeping curves are just for typifying the normal course of the progression, also called an ‘S’ curve. So the shape might as well be shown as an uneven staircase of minor and major challenges if that were not hard to draw and too specific to represent the general pattern.

The best way of reading the figure might then be to imagine what thriving would be like for particular new lives making their way through the long series of challenges of ascending levels. Then to cement the generality of the pattern in your mind, think through the periods of struggle, thriving, approaching, and receding challenges for the largest scale, the new life of humanity we are building now! So far, its first stage of growth for modern civilization has been around 300 years long and is now facing an existential crisis for not knowing how to transition to maturity. That challenge is one of the things learning to verbalize the steps of growth can help with.

The most important growth challenge of any new life is the big one in the middle. That is the great challenge world society and the economy are having the most difficulty with. Having designed our world around making the first stage of growth endless is both the big barrier and the main cause of all of our multiplying world crises growing with growth (2), pushing growth too far and too accelerate too fast to coherently adapt to the most conclusive sign that growth is at its natural limits.

The natural path of escape is labeled “Turn Forward.” It’s the shift from focusing available resources on multiplying the initial concept to using them for perfecting our designs and finding ways to thrive in our new environment. That shift from thinking about the past to the future is what turns a new life away from multiplying its past to finding its future, discovering its greater purposes and roles in the wider environment. That is a very good kind of work, one that the whole world is abuzz with today, even though our institutional systems are totally unprepared for and dead set against. That’s why we most need to learn how to discuss the problem. Our institutional world is more built on talk than intuition.

The natural pace of change can also shift faster than it seems possible. Look at the figure and see how the “Turn Forward” corresponds to a “Baseline Inversion.” That is a whole-system shift in the direction of its change that can occur with almost no actual system change, an “inflection point.” Before that point, expansion of the system was in proportional steps of divergence from Baseline1. After the inflection point, expansion of the system develops by proportional steps of convergence toward Baseline2, to arrive at the end of physical growth at its new home where the new life becomes freed to be itself.

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Please do add comments to this article or email questions and comments to me at sy–at-synapse9-dot–com.

*Note: The phrase “thriving through transition” is from Trae Ashlie-Garen, expanded on here to apply to the full set of any of life’s transitions.

  1. Research Paper https://synapse9.com/drafts/2021-NewSci-IndividSys-MS.pdf
  2. Our growth crises https://synapse9.com/_r3ref/100CrisesTable.pdf

JLH

FAIR_Money (Principles of Fiduciary Asset Investment Restraint)

A concept in development with the
r3-0.org Sustainable Finance Blueprint

The FAIR rules act as an overflow valve, to redirect excess savings of passive financial income (normally used by investors to extract exponentially more) back to the free circulation marketplace of the pond to keep from draining the pond and guide investor self-restraint in extracting profits from the earth.

FAIR_Money sets a UBD, Universal Basic Distribution, a standard % rate at which investors need to distribute their excessive savings from passive income.

Fig 1. Finance adds funds to free circulation commons, but with strings attached for taking out more as ever-growing profits and escalating drain on the common pool, causing punishing inequality when the economy faces natural limits. To restore balance the FAIR rules ask investors to distribute accumulated profits to qualifying non-profits serving long-term societal needs. That would sustain the profitability of an economy seeking balance with the planet and our need for a good home. .

[See also the Medium article on FAIR, “Call it a great act of Love“]

Date                 2020 – 5/25/, 6/30, 7/26

Title                 Principles of Fiduciary Asset Investment Restraint (FAIR), simple rules to restrain the compounding of unearned income to reverse the present worldwide continued overproduction of demands on nature and society, our great tragedy of the commons. Ownership comes with natural responsibilities.

Topic                Compound investment (adding profits to investments) is required to get any enterprise going, but as seen throughout nature is only what starts things, not what makes them sustainabnle. If overextended what it does is globally multiplies the power of the owners of the world over all others, creating the great array of world crises of neglect disrupting global society and nature we see today.

Asking investors to take responsibility for bringing growth to a climax peacefully, tempering their greed for the common good, appears quite necessary for long term peace and prosperity, even if it still seems quite impossible socially. It seems to conflict with the absolute rights of blind ownership. Now lots of owners are beginning to see the grand catastrophy their habits are causing, and that society’s rules should reflect how people would like to live without looming threats in every direction.

Pitch                Flatten the curve of growing environmental and cultural exploitation, to reach a thriving peaceful economic climax.

Image             

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Fig 2 The universal pattern of emerging systems that sustain their climax

Draft Simple Excel Model: FAIRtestModel.xlsx

Statement The world financial system has but one value, to use the earth and human societies to maximize the growth rate and concentration of financial wealth. That leaves out concern for the resulting matching degradation and disruption of natural capitals and human society. To secure the wealth of nature and humanity we must then have Fiduciary Asset Investment Restraint to prevent the rapid decline of whole system value, and secure a good home for ourselves.

In all fairness, FAIR is just one appealing, comprehensive, and eminently fair way to rebalance the compounding of profits consistent with the long term interests of the earth and humanity. There are also tax and negative interest rate means of “topping off” excess passive savings to restore global balance. The value of FAIR is its focus on everyone’s shared duty to serve common interests. It would of course be backed up by legal penalties and alternate means of distributing excess financial savings, once people see the real need to change our way of living. Of course, all three means could be combined, perhaps led by FAIR distributions by individuals accepting their natural fiduciary duty to care for the earth.

FAIR rules would also only gradually reduce the financial imbalance caused by compound investing, and adjusted to not stifle individual financial creativity as it limits punishing demands on nature and society. Spending a fixed annual share of accumulated profits from investments in times of severe imbalance like today, torturing nature and tormenting wide sectors of humanity, would give investors global guidance on how to value the gifts of nature and human society. One must also caution against the use of FAIR distributions for just reliving symptoms of the systemic overaccumulation of savings, as simple symptom relief would fail to steer people’s lives onto sustainable paths. For example, food and services should be offered, but take a back seat to strong socially led education and self-organization efforts.

This is actually a strategy first discussed by JM Keynes in Chapter 16 iii & iv of his General Theory. I’ve interpreted it as an “overflow valve” for excess financial savings to relieve unhealthy burdens on the earth system, dialing back unsustainable extractive investment and relieving the whole economy’s pressure on all our cultural and planetary bounds.

The degree of relief from excess demands on the system would be adjusted with on experience, starting at 10% a year of accumulated for argument sake. That rate would most often not increase wealth distribution to undermine the individual life styles, just skimm off the top. The rate would be adjusted to gradually stabilize the economy’s impacts on earth and society at a comfortable level, both for long term profit and to treat a living world with respect.

In the end, finance would stabilize to generate steady flow of profits for personal and priority needs, the economy thriving as a continually innovating cash-cow business enterprise. In Hardin’s Tragedy of the Commons, the equivalent would be for the rich farmer to see the error of killing the commons, and devote his excess cattle to relieve community suffering, hosting periodic feasts to save the commons and bring the community together, seeing their right to become a welcome hero for giving up the role as the devil himself.

Need       Even ignoring the COVID pandemic, the world faces a considerable growing plague of plagues from centuries of growth putting excessive demands on societies and the environment. A sobering list of The Top 100 World Crises Growing with Growth illustrates the problem. While mainstream finance is starting to recognize the need to not just maximize profits at any cost, so far that has largely been only to factoring the risks to ever-growing profits, not harm to our future. Since maximizing the compounding of profits seems to be the real problem, a new way to do it doesn’t really solve the core problem. It also ignores the very numerous other global crises threatening our future, exposing the grand “tragedy of the commons” of global overinvestment for which we are responsible.

Is that partly a matter of the kind of investment we built civilization with? Of course. A tree can’t change its own trunk, roots, and branches though, only slow the new branches to halt destabilizing overgrowth, if it’s not too late. So we should expect a natural Fiduciary Duty for investors and businesses to develop, to the best of their ability, and guided by the progress of the global crisis. That is a way for responsible investing to become universal without expecting investors and businesses making their decisions to understand all the up and downstream impacts on others or the system’s pressures on its whole range of planetary boundaries. In a way, both forgiving and frustrating, the research on global measures of our economic impacts (Henshaw 2011 Systems Energy Assessment) strongly suggests that causation for whole system impacts is so widely distributed it’s generally necessary to consider them as equally distributed per share of the economy, like today’s nominal average CO2 Emissions of 0.26 kg (0.6 lb) attributed to every $ of GDP PPP. Understanding the CO2 has both historically and currently increased in lockstep with the world economy shows the real problem that forces us to remove the growth imperitive as part of responding to climate change.

Fig 3 the history of Atmospheric CO2, with fixed growth rates from 1780 to 1940 and 1960 to the present

The main determinant of success for FAIR distribution of excess savings is not just the relief of pressure on the global commons it would bring. What matters as much is whether the money is well spent, and delivers “good works” of long term value. The expectation is that people with accumulated profits to distribute, with some technical guidance, would have an “eye for value” and see what the world needs to be successful, having demonstrated a comparable “eye for value” to make themselves successful.

Spending to serve the common interest presents the same kind of creative investment problem only looked at in a new way. FAIR spending is an investment decision for serving the system as a whole, that will be returned with profits of other kinds you couldn’t buy. That is the same way a family benefits from spending savings on educating its children. That is saved profits well spent. It’s a question of “feeding” the world something nourishing, not “controlling” it.

Well spent, FAIR distributions would teach both people and institutions about the patterns of growth in nature, and how investment at the limits is returned manyfold.

Because the FAIR spending of assets is something of a new investment field, it would need guidance and support from economic research and modeling. Also needed is a connection with the social networking of practice communities, both to guide to creating lasting value. Initially, it would be a voluntary adherence to a community principle, and then later formalized to be more widely applied. With new proposals for expansive strategies, the devil is generally in the details so serious economic modeling and rulemaking study to explore options. The scientific study of how finance is coupling with its growing planetary impacts, reliable sponsorship, and teamwork in building the global movement are all critical.

The hope is that the principles are practical and clear enough that they could spread naturally and become socially expected. Even connecting idea that growth is responsible for our problems continually racing out ahead of our solutions should be a task for a global IPCC-like scientific network, perhaps called the IFIC (International Fiduciary Investment Council). That would focus work on systemic research, to guide national organizations on rating impact investments for the commons. Someone will need to attempt to “qualify” the likely impacts of different kinds of for-profit and non-profit grants and investments.  Coupled with each investor’s eye for value that could be relied on to steer the economy through its many present crises, including COVID, to a thriving and lasting climax.

Challenge: This proposed “human duty” (to go along with our “human rights”) for investors and business to devote a share of their financial savings to serve the common interest seems simple enough to define and discuss in principle. What’s harder to define is how much time we have to avoid the next wave of crises, as in the past, likely to be as unimaginable to us now as the present ones were before. We should “Build Back Better,” and with an eye to economic, planetary, and environmental justice.

Restoring the economy to maximize its long term growth is the most dangerous course of all, inviting a crippling systemic delayed response like the delayed responses to COVID-19 which caused most of the deaths. If we just restart the growth economy, already severely weakened, you might expect the kind of failure at the limit shown by the light blue upper curve (Fig 4). That choice amounts to no response in the end and leads to system failure. We seem already well beyond the sustainable limit and so only have a last-chance response, to turn toward the sustainable limit like following the purple curve.

Once the world realizes that businesses and investors do really have a natural duty to steer the world economy in the common interest we’ll find more ways to do it. The physics of responding to natural limits (Fig 4) shows that early responses to natural growth limits don’t significantly delay the approach to the limit. It is mainly delayed responses you need to worry about. FAIR principles, perhaps combined with other strategies for topping off excess financial savings, are today likely the only option for making a transition to a thriving climax without major disruption.

Fig 4, The high risk of delay in responding to exponential threats. From Models Learning Change (Henshaw 2010)

Origin of the FAIR Concept: A series of tweets 05/24/20 … and historically, from the work of JM Keynes, 1935 General Theory, Chapter on Sundry Observations on the Nature of Capital” Chapter – 16 III & IV, describing why the natural financial climax of the economy requires financial savings to climax to prevent the very worst effects of capitalism, implying that the wealthy need to learn to spend rather than save their profits to preserve them, by making the system as a whole sustainably profitable.

JLH

How ‘Natural Growth’ can save the world.

Without thinking we use natural growth for many common tasks already, simply by starting things to finishing them with a minimum of waste. In each case you “save the world” from needless excess consumptive growth in getting things started, wasting your efforts and the earth’s other natural and human resources.

Every kind of life, and kind of effort too, begins with building up a system of demands for available resources,
to further expand on what built up before.

That expansion by building on what was built is the universal start-up process of nature, also sometimes called “extractive growth.” You see it very clearly in every kind of start-up, of a new friendship, a business, a career, a seedling or a life from a fertilized egg. The all start with steps that build up from what was built before. The build up that making breakfast starts with, for example, begins with the idea of food that makes you hungry, that then gets you to reach into the cupboard, and refrigerator for supplies, and the drawer or shelf for utensils, building a customized system and supplies for making your meal.

Nature’s integral; chaining start-up growth & refinement growth in preparing for a good life.

That process could go wrong, the way mankind’s way of using technology to multiply our making of things on earth exploded, and we now don’t seem to know how to stop. In making breakfast it might similarly go wrong if you got carried away taking out provisions. You might start with a small idea of what you need from the fridge, and add to that bigger ideas as you explore what there is to take out, repeating it to exhaustion perhaps, till the fridge and cupboards, pantry, and cellar, are emptied and all the family’s provisions in reach are mounded on the kitchen and dining-area floor, as you get hungrier and hungrier and your eyes expand way beyond the limit of your stomach, putting nearly all the family’s provisions to waste. The particular outcome is rare, but it is very true that once you get going with growing a process of growing, the process itself can become addictive. Today we clearly see in how we are wasting the earth in somewhat the same way, and love to be moved to tears and laughter by watching Disney’s Fantasia when Mickey Mouse learns turn his chores over to his broom with a magic spell, which gets tragically carried away carrying water.

starting things to finish them with a minimum of waste

Of course, we don’t usually behave that way at all, but at some point near the beginning of taking out provisions to use, switch to thinking about how to get to end of having a satisfying meal. We almost never have the exact end in mind either, but perhaps initially take out eggs and cheese to perhaps put them back and take out bread for toast and milk for cereal if you’re in a hurry. As you put things together you also do various smaller and smaller things you discover to do, to perfect the end result while also arranging the timing to get all the parts to come together at once, with excess provisions put away, all part of getting ready to sit down, perhaps with together with others in the family.

In doing that, rather than letting the initial provisioning of breakfast get carried away, we have “USED NATURAL GROWTH TO SAVE THE WORLD,” most often without really realizing what an enormous contribution to the community and your family was done by simply not maximizing the waste of all available provisions in the process of making breakfast. Of course, it’s also important to do and to watch for in other circumstances, a natural duty for living in a commons.

It seems like a little thing but is actually a very big thing,
that we casually do for ourselves and others
many times every day

that we casually do for ourselves and others many times every day

People are plenty smart enough to see that this “RULE OF NATURAL GROWTH” (also called “nature’s integral“), to finish up what you’ve started up doing before you make a mess for yourself and others, should also apply to civilization as a whole, and at every scale in-between. People do see that ALL development creates disaster risks, for example, and that boundless development would always creates an all-consuming disaster. Our minds still “get in the way” somehow, transfixed by fantasies it seems, and we just trundle along on the clear path to that all consuming disaster not knowing what else to do.

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How this would save the world is really something quite plausible. We already see in progress a great “change of heart” by businesses and investors around the world to join in on averting the clearly disastrous future now directly ahead of us. If that initiates a wave of common sense, with business and investors choosing to follow the wave of the “impact investing” community, averting the looming crises in the most direct way possible, and with much less government involvement. Following that wave of necessity to avert disaster would also turn our world onto the natural growth path for perfecting how we use the earth. You could ask yourself and others to join the wave! The choices of higher purposes include the Green Climate Fund, supporting various SDG goals. The real, macro-economic effect is to distribute wealth in the service of higher purposes while directing profits away from concentrating wealth and raising the economy’s ever growing demands on nature and humanity.

Various other journal entries here discuss more about “what to do”, there’s a whole category with dozens of good little articles and discussions of it. Still, the best way to learn about it is for yourself, from watching how all of life revolves around the variations in nature’s integral, seeing for yourself how ‘start-up’ processes yield to ‘end-up’ processes in taking things to the natural climax of releasing them for their useful life.

SDG8 side event: Recoupling

2019 UN HLPF side event scheduled Tuesday July 10 2019 1:15 to 2:45 at the UN Millennium Hilton, 3min statement. Further links to natural growth strategy below. – Jessie Henshaw

Thank you for coming.  
Find more of my statement and links at www.synapse9.com/signals

My name is Jessie Henshaw.  I’m a natural systems scientist who developed a fascination with how living systems transform as they develop, such as how our economy once changed by small accumulating steps that got bigger and bigger.  Those ever-increasing rates and kinds of change are the key reason there are natural limits to growth.  Growth is itself an organizational process that pushes economies and their organizations in the direction of increasingly disruptive limits.  

For example, walking down the street by bigger and bigger steps, making more and more progress at first and would lead to losing control, and a painful fall.   Similarly, in the last 250 years, the world economy doubled its annual expansion about 12 times, so our annual expansions today are about the size of the entire world economy of 1920, truly enormous.  

In part, we experience that as universal pressure, for increased economic performance from all people, all organizations, all societies, and of course, all of nature too.  We are also feel surrounded by systems failing to keep up, and in crisis, crying for help, that we find hard to deliver.  So today the true location of the most “vulnerable people” and most “vulnerable regions,” struggling with unmanageable demands, is now truly the whole earth. (to cut for time)

At first, the economy’s growing demands were not overwhelming, and seemed very rewarding for large sectors, having a negligible impact on the earth as a whole too.  Continually multiplying them changed all that.  Now they disrupt every environment and are breaking through all silos of discussion.  Now we see there was no “economic decoupling,” but just detachment from our responsibility.  Now we look around and see an enormous diversity of crises that were not supposed to materialize, and need to decide what to do.  

We need an “economic recoupling” with our responsibilities for the earth and humankind.   An easy first step is to think of your responsibility for steering the economy as equal to your share of the economy.  It may seem small, but in a global economy where it takes the whole world to deliver every product or service, we are similarly responsible for a share of every harm caused too.  

Nature’s integral: joining the multiplication of parts (red) with the refinement of their designs and uses (blue) to prepare for LIFE (green) as the reward in the end

The path ahead I see, for transforming the economy is to change from compound growth to natural growth,  climaxing growth at a peak of resilience and vitality, ready for a secure, enduring and creative life on earth.

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The Economic Path to Natural Growth

PDF slides: https://synapse9.com/_SDinteg/PathToNatGrowth.pdf
2019 Jul 2 Talk 30 min: https://www.youtube.com/watch?v=w5Cz7vc0-c4

Only Healthy Cultures make Healthy Economies

Announcing the publication of
6/28/18

Culture, Finance-for-Development & tPPPs

Jessie Henshaw*

A less technical synopsis,
7/12/18

I’ve been observing the UN SDGs as a natural systems scientist since 2013 when I saw with some surprise that the one topic both Country delegates and Civil Society groups could agree on was the wording of the ideals for global development.  Even when the Co-Chairs, Ambassadors Korosi, and Kamu, began persistently asking for the discussion to turn to means and methods it never did.  Ideals are wonderful, but the strains the SDGs are responding to are still growing, as the global disruption of human cultures by the growing intrusions of the economies of the world powers continues.  That’s a problem not yet to be studied and discussed.  Why?  Partly to be “diplomatic” and partly not having a model for human cultures as living social organisms that carry all our shared ways of knowing living.   Still we need a way to discuss the rapidly growing strains on human and ecological cultures caused by accelerating economic growth, a global cultural sickness.

As growth presses the limits of the earth and challenges the world to ever faster rates of change, the damage to nature and human society is more and more lasting.   That’s a conclusion you can reach from many directions I think.  The communities the SDGs aim to help seem mainly deeply rooted old cultures that are now “failing to thrive.”  That is a living systems problem, not a numbers problem, as the SDGs were designed to solve.  Failing to thrive is more like a “lack of meaning in life” dilemma, requiring a different approach.  It’s also a symptom that one can use to map the problem worldwide and begin to look at its real dimensions.

Our accumulated ways of knowing and living  are stored only in our cultures

Failure to thrive seems to hit both indigenous cultures worldwide and communities within economies where “creative destruction” is leaving lasting scars, like rural flight or outsourcing that hollows out a region.  One example is the deeply alienated culture giving support to Donald Trump in the US, distressed by the world changing so much around them.  There are also non-thriving local cultures in North, Central, and South Africa, as well as in the Middle East and North, Central, Southern and Eastern Asia, as well as in Oceana, Australia, North and South America.  It’s not “the same old thing,” but a truly accelerating global plight, seeming to be of all the cultures that didn’t welcome or were disrupted by the intrusive growth of the world powers.

Human cultures are truly the crown jewels of humanity, though, where most of our gifts come from and are on display.  They are the unique individual species of the human ecology.  If you think about it, there is no other place on earth for the safekeeping of all our ancient accumulated ways of knowing and living. Each culture either crafts its separate way of knowing and living or branches off from another.   They are our most important gift, evidently now absorbing a great deal of abuse.

With each culture being its own “knowledge system” it keeps people from making sense of any other culture, or even our own.   If you trace the evidence, it does check out.  We get the large part of our ways of understanding things during early childhood, by what you might call ‘osmosis’.  Some say it’s “too close for us to see,” or that our mental way of seeing is functionally like a camera and its lens, that are never visible in the pictures they take.  Cultures also have a deceptive “cellular design.”  Their ways of knowing and living are internally shared, and not experienced from the outside.   Even with extended immersion, an outsider does not develop a native feeling for another culture’s roots.

The great challenge we face today is that growth is an ever faster process of expansion and change, *doubling* its demands on the earth and humanity every 20-30 years.   That radical rate of increasing demands is what eventually overwhelms the adaptability and resilience of people and the earth.  Living things are being pushed to keep mechanically doubling numerical returns for culture-blind investors, as if the earth was unoccupied.

That’s how the English occupied North America, a hundred years after the first settlements rapid expansion began with importing slave labor then a wave of settlers swept across the rest of the continent, as if it were unoccupied.  Elsewhere the economic powers built systems for globally harvesting resources, placing overseers where needed to manage their access, as if there was no one else there.  Today it continues with how global capitalism still relates to the world, measuring its success in rates of accelerating expansion alone, as if no one is here.  What’s most surprising perhaps, is how very effective our cultural blinders are in hiding our blindness to our own and other cultures from us.  That is, hidden until you have an indicator like the glaring disruptiveness of ever more sudden change.

So what would relieve our fast growing societal distress?    There’s a new business model expressly for responding to it, to use biomimicry for how nature builds thriving ecologies.   If interested there’s a longer discussion article on how healthy cultures are the foundations of healthy economies and the business model for nourishing our cultures, that I refer to as “True Public-Private Partnerships” (tPPPs) discussed more in the essay  Culture, Financing for Development and tPPPs.

The new business model begins like any business, organism, or culture does, with a period of innovating and vigorous growth, making profits to expand its systems.  When the environment responds with increasing resistance or stiffening competition, the new strategy is to choose when and how to switch from maximizing profits for growth to maximizing long-term profitability to pay it forward.  That’s done by refining systems to operate in smooth harmony with each other and their world.  It’s a more gradual process but would produce more integrated development and be more profitable in the end, to combine human ingenuity and natural design.

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Do comment if this gives you questions or ideas!

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[*] Jessie Henshaw consults as HDS natural systems design science, sy@synapse9.com, offering insight into nature’s processes of negotiating change.  She uses natural systems thinking strategies (NST) with “action research” (AR) and architectural “pattern language” (PL) methods of collaborative developmental design.  The start is from recognizing that organizational processes in nature follow a familiar arc, beginning with bursts of innovation, and then refinement, leading to a final release (IRR).  That is not unlike how we all do home or office projects, in stages of immature then maturing growth then release, also seen in reproduction.  The system produced is first “framed out” with innovations then “filled in” with refinements and “delivered” as the release when ready.  Her current related research article is on how our Systems Thinking co-evolvolves with our Systems Making.

 

JLH